Research Article - (2015) Volume 4, Issue 3
Challenging behaviors (CBs) among those with intellectual disabilities (ID) such as stereotyped behavior (stereotypy) and self-injurious behavior (SIB) are widespread, dangerous, progressive in nature, and can interfere significantly with an individual’s quality of life. When the function of CB is identified, interventions are more successful. This paper reviewed literature on available behavioral interventions for automatically reinforced cases of stereotypy and SIB. Sixteen single-subject studies met the inclusion criteria, and interventions were analyzed according to the topography exhibited. Every intervention successfully decreased the stereotypy or SIB for its participant. This literature review shows that individualized behavioral interventions can be successful at reducing automatically reinforced CBs. Implications for interventions are discussed separately for stereotypy and SIB.
Keywords: Intellectual Disabilities; Challenging Behavior; Behavioral Interventions; Stereotypy; Self-injury
Individuals with intellectual disability (ID) have severe and chronic limitations in intellectual functioning and adaptive behavior that manifest before the age of 18 years American Psychiatric Association, [1]. Two of the central learning problems of individuals with ID are difficulties with language abilities and cognitive or social-emotional self-regulation [2]. These deficits can lead to distinct profiles of abilities and patterns of challenging behavior (CB), including stereotypic behavior (stereotypy) and self-injurious behavior (SIB).
Stereotypy is defined as restricted, repetitive, and stereotyped patterns of behavior, interests, and activities, as manifested by 1) preoccupation with stereotyped and restricted patterns of interest that is abnormal in intensity or focus, 2) inflexible adherence to specific, nonfunctional routines or rituals, 3) stereotyped and repetitive motor mannerisms, or 4) persistent preoccupation with parts of objects [1]. Stereotypy is relatively common among individuals with ID [3], and its exhibition is highly heterogeneous, taking the form of repetitive behaviors or restricted interests, usually depending on the level of disability of the individual. These behaviors look may bizarre and inappropriate to others and can interfere with everyday functions, thus disturbing the individual’s quality of life [4].
SIB is self-directed, physical damage that occurs repeatedly, requires intervention, ranges in severity, frequency, and topography, and positively correlates with chronological age, level of ID, and sensory and communication deficits [5]. Some of the more common topographies include head banging with body parts or objects, body hitting with body parts or objects, self-biting, self-scratching, selfpinching, gouging with fingers in body cavities, and self-hair pulling [6-8]. The number of individuals with ID that present SIB is reported as anywhere from 1.7% [9] to 82% [10]. The wide variability in prevalence reports is likely due to differences in sampling and criteria for SIB. Although early onset of SIB appears to be consistent, with pare10ntal concern usually beginning at around two years of age [11,12], the particular developmental trajectory of SIB appears to be less consistent. Some research shows a nonlinear pattern, with an increase in youth, stabilization in adolescence, and a decrease in adulthood [13] and some research shows that the trajectory can be moderated by other factors, such as level of functioning, where more severe and profound ID cases increase self-injury in adulthood while moderate and mild intellectual disabilities show a stable amount of self-injury across age groups [14]. Despite the differences in progress, SIB can be extremely dangerous at any point in life due to its diminishing effects on physical, cognitive, and social development, as well as general deterioration to a person’s quality of life [15]. The varying patterns of SIB illustrate its progressive nature and therefore provide support for interventions and therapies that target underlying causes rather than treatments that merely mask or control symptoms.
Researchers have developed functional assessments and analyses to examine the underlying causes of these CBs. These tools have come to produce distinct categories of functions (i.e., motivators or reinforcers) with different labels depending on the author and field. Most measures report four separate behavioral reinforcement functions: external positive (i.e. to receive attention or tangibles), external negative (i.e. to evade a social demand), internal positive (i.e. to elicit a physical sensation), and internal negative (i.e. to reduce physical discomfort). Some measures do not distinguish among positive and negative reinforcement, and categorize these functions as either “automatically reinforcing” or “socially reinforcing” [16].
Assessing functions of CBs to produce individualized behavioral interventions that intervene at the antecedent or consequent level can be extremely successful at reducing problem behavior and increasing adaptive behavior [16,17]. It is important to note that several lines of research support gathering information about both behavioral functions and motivating operations to have the best success with interventions, where motivating operations are defined as environmental, biological, social, or cognitive elements that can influence the effectiveness of consequences used in operant conditioning techniques during behavior modification [18-21].
Although assessment of functions can be helpful, it is common for observers to assume that stereotypic behaviors are maintained by automatic reinforcement [22]. In addition, the majority of the literature using our current assessment options suggests that automatic reinforcement maintains most stereotypy [16] and researchers frequently refer to the neurobiological source of stereotypy, using evidence from nonhuman studies [23] Stereotypy is even referred to as “stimming” in the literature and field to signify how the behavior is self-stimulatory in nature [24]. Therefore, the label of automatic reinforcement may be overprescribed in some cases of stereotypy (Cunningham, & Schreibman, 2008[24]). Similarly, research on the prevalence rates for specific functions of SIB varies widely, with the range of automatically reinforced SIB reported as anywhere from 2.6% [25] to 98.4% [26] among individuals with ID.
Individuals whose CB is believed to be (whether from caregiver conclusion or professional assessment) a function of external reinforcement may receive behavioral interventions, engaging play, increased social interaction, and opportunities for independence. This trajectory is inexpensive, safe, and potentially enduringly successful. Individuals whose CB is believed to be a function of internal or automatic reinforcement may receive biomedical treatments, solitary self-stimulating play, restraints, institutionalization, and a loss of independence. This trajectory can be expensive, risky, and potentially short-lived.
With the function of CB determining such variation in treatment and prospects, the tools for determining functions should be fairly accurate. Recall that much research supports the use of functional assessments or analyses to choose more successful interventions strategies [16,17] Determining the function of CB can help practitioners address specific skill deficits (i.e., language) or performance deficits (i.e., communication), modify the learning environment (i.e., removing distractors or adding stimulation), and provide supports (i.e., knowing triggers or challenging tasks that may elicit CBs) [27,28]. However, there are some assessment instruments that have not been evaluated for reliability or validity. In addition, functional assessments are almost always completed by caregivers rather than the individual themselves, due to the low level of functioning or inconsistent communication of individuals with ID. This makes the assessment vulnerable to caregiver bias and item misinterpretation. In addition to assessment complications, the constructs and nature of the distinct functions are not very well understood. Sometimes SIB serves multiple functions for an individual at a given time [29] or changes in function over time [30]. Therefore, in some cases, ineffective treatments may be the result of inaccurate identification of the function of CBs [31].
In conclusion, the tools we use to identify behavioral motivations of stereotypy and SIB are indirect and imprecise, which can lead to an over identification of the behaviors as automatically reinforced and the subsequent prescription of medications or temporary interventions, such as restraints. Although it is not representative of the current state of research, this is unfortunately a fair description of reality for most individuals placed in low-quality institutional, residential, and educational settings. This paper will review effective behavioral intervention options for caregivers, practitioners, and individuals suffering from these complex CBs.
Data collection
First, systematic searches were performed on PsychInfo, the Social Science Citation Index, and Education Full Text using the following search term strings and related variations: stereotypic behavior, selfinjurious behavior, automatic, and disability. Next, ancestry and descendant searches were conducted for all relevant literature reviews [32-34]. Finally, a hand search was conducted of the following journals from January through March 2012: Journal of Applied Behavior Analysis and Behavioral Interventions, Journal of Applied Research in Intellectual Disabilities, and Journal of Mental Health Research in Intellectual Disabilities.
Criteria for inclusion
In this literature review, only stereotypy and SIB were investigated, excluding research on aggression. Studies with typically developing individuals exhibiting stereotypic movement disorder or non-suicidal self-injurious behavior were not included since this literature base is distinct from the research on individuals with ID.
Articles were included for consideration if they met the following criteria: (a) research-based, (b) published in peer-reviewed journals, (c) intervention-based, (d) included only atypically developing participants with an intellectual disability, (e) included participants who were determined to have automatically reinforcing SIB or stereotypy (excluding vocal stereotypy), (f) included participants who had a formal diagnosis under the intellectual disability umbrella, (g) used only a behavioral intervention, and (h) were published after 2000.
The results of these literature reviews will be presented separately for stereotyped behavior and self-injurious behavior. Stereotyped behaviors are further classified in to two different topographies: repetitive sensorimotor behaviors and repetitive toy play behavior. Self-injurious behaviors are further classified in to four different topographies: Skin Picking, Self-Hitting, Self-Rubbing, or Mouth Related. Various genders, ages, and types of diagnosis exhibit these challenging behaviors. Rather than organizing these studies by the type of intervention used, gender, age, or type of diagnosis, categorizing by topography should help readers see the applicability of these strategies to their own interventions at work, during research, or with their own families.
Stereotypy
Seven articles met the criteria for being included in this review (Table 1). The total number of participants was 11, with seven males and four females, who ranged in age from 4 to 28 years old (M=11.73, S=8.62). Seven individuals were diagnosed solely with autism, two individuals were diagnosed solely with Mental Retardation (MR), and two individuals were given comorbid diagnoses of autism in conjunction with Down Syndrome and MR, respectively. The level of disability varied, with participants labeled as either mild (n=1), severe (n=7), or profound (n=1). Two participants did not have a clear label of disability level.
Reference | n | Age | Sex | Diagnosis | Level of Disability | Assessment of Function | Topography | Materials | |
Repetitive Sensorimotor Behavior | |||||||||
Athens et al. (2008) | 1 | 11 | M | DS; Autism | - | FA | Vocalizations | Preferred | items |
Britton et al. (2002) | 2 | 28 | M | MR | Severe | FA; SCA | Head rocking | Preferred | items; Massage |
26 | F | MR; Autism | Profound | FA; SCA | Face rubbing | Preferred | items; Gloves | ||
Conroy et al. (2005) | 1 | 6 | M | Autism | Mild | FA; FAI; MAS; FAO | Hand flapping | Cue | cards |
Falcomata et al. (2004) | 1 | 18 | M | Autism | - | FA | Vocalizations | Preferred | items |
Higbee et al. (2005) | 1 | 12 | M | MR | Severe | FA | Hand waving | Preferred | items; Edibles |
Restricted Toy Behavior | |||||||||
Lang et al. (2009) | 1 | 8 | F | Autism | Severe | FA | Toy spinning | Preferred, | appropriate toys |
Lang et al. (2010) | 4 | 4 | M | Autism | Severe | FA; QABF | Toy swinging | Preferred, appropriate toys | appropriate toys |
7 | M | Autism | Severe | FA; QABF | Lining up / counting toys | Preferred, appropriate toys | appropriate toys | ||
4 | F | Autism | Severe | FA; QABF | Tapping toys together | Preferred, appropriate toys | appropriate toys | ||
5 | F | Autism | Severe | FA; QABF | Labeling toys | Preferred, appropriate toys | appropriate toys |
M= Male
F= Female
DS= Down Syndrome
MR= Mental Retardation
FA= Functional Analysis
SCA= Sensory Class Assessment
FAI= Functional Assessment Interview
MAS= Motivational Assessment Scale
FAO= Functional Assessment Observation
QABF= Questions About Behavioral Functions Scale
Table 1: Stereotypy.
To determine the function of their stereotypy, all 11 participants underwent a formal Functional Analysis (FA). In addition, four participants also had functional assessments (e.g. Motivation Assessment Scale), interviews (i.e. Functional Assessment Interview), or observations (i.e. Functional Assessment Observation) completed. The two main types of interventions were noncontingent reinforcement (NCR) with or without a response cost (n=5) and play skills therapy with or without an Abolishing Operation Component (AOC) (n=5). One intervention consisted of symbolic cue cards. Interobserver agreement was determined for all cases to be acceptable (at or above 87%). The studies are presented by topography to better facilitate the generalization of these findings to caregivers and case-workers in the field.
Repetitive sensorimotor behavior
Six participants were diagnosed with automatically reinforced stereotypy involving repetitive sensorimotor behaviors: inappropriate vocalizations (n=2), hand flapping or waving (n=2), head rocking (n=1), and face rubbing (n=1).
Athens, Vollmer, Sloman, and St. Peter Pipkin [35] used an ABABCADAC design to study an 11 year old male co-diagnosed with Down Syndrome and autism, who exhibited loud, repetitive noncontextual or unintelligible verbalizations. The intervention consisted of trained graduate students providing noncontingent attention, contingent demands, and response costs in a playroom in his home. The sessions took place for 5 minutes, 2-3 times per day, 3 days per week. Results showed a decrease in stereotypy, and successful fading of the presence of the therapist, with three consecutive sessions free of stereotypy while the therapist was absent.
Falcomata et al. [36] used an ABCACBC design to study an 18 year old male diagnosed with autism, who exhibited inappropriate vocalizations (e.g. singing, imitating drums or guitars). The intervention consisted of 10 minute sessions of either NCR with continuous access to a preferred item (Walkman radio), or NCR plus response costs (5 second loss of access to Walkman radio in response to stereotypy). Results showed a reduction of stereotypy from 99.1% at initial baseline to 1.2% during the NCR plus response costs condition.
Conroy, Asmus, Sellers, and Ladwig [37] used an ABB design to study a 6 year old boy diagnosed with high functioning autism (mild ID), who exhibited hand flapping that was disrupting his learning potential in school. The intervention consisted of using cue cards which indicated with symbols whether stereotypy was appropriate (a red circle) or inappropriate (a red circle with a strikethrough line) at the current time. A researcher, and then subsequently the teaching assistant, placed the cue cards on his desk during Math lessons (20 minutes) in school after briefly explaining their purpose. Results showed a decrease in the rate of hand flapping from .37/minute to .13/minute during the inappropriate cue card sessions. This intervention proved successful across implementers, however; interestingly, the boy engaged in more stereotypy during the “appropriate” cue card sessions than during the initial baseline.
Higbee, Chang, and Endicott [38] used an ABACB design to study a 12 year old male diagnosed with severe MR who exhibited hand waving. The intervention consisted of 5 minute sessions 2-6 times per day, and 2-6 days per week conducted in the living room of his home. NCR was provided in the form of a two conditions: a preferred toy with flapping wings (which presumably provided similar visual stimulation as his stereotypy) or preferred edibles (pretzels). Results showed that stereotypy decreased more during the preferred item condition (M=20%) than the preferred edibles condition (M=25.8%) from the initial baseline (74.5%). This study would have been more compelling had there been a second comparison toy that did not simulate the stereotypy, since edibles and toys are so disparate.
Britton, Carr, Landaburu, and Romick [39] used multiple designs to test two interventions with older individuals. One participant was a 28 year old man with severe MR who exhibited head rocking. The other participant was a 26 year old woman diagnosed with profound MR and autism who exhibited face rubbing. The first intervention was to replace or remove the physical sensation fulfilled by the stereotypy; the man received neck massages and the woman received gloves to wear. The second intervention was NCR with a preferred toy, and the study altered whether play was prompted or unprompted by an experimenter. Treatments lasted for 10 minutes, 3 times per day, and 4 days per week. When researchers prompted engagement with the preferred item, manipulation was high and stereotypy was low. Without the prompting (i.e. placing the object in the individual’s hand), the participants did not engage in object manipulation and exhibited high rates of stereotypy. The combination of the interventions together resulted in stereotypy decreasing to 0% for the man, and to 10% for the woman.
Restricted toy play behavior
Five participants exhibited restricted toy play behavior, consisting of repetitively engaging in spinning toys on a flat surface, swinging toys in front of their eyes, lining up or counting toys, tapping toys together, or verbally labeling toys [40,41] used a simple AB design to study these children, all diagnosed with severe autism, ranging from 4 to 8 years old. The intervention involved 10 minute sessions of play skill therapy that either were or were not preceded by an unlimited AOC period, where the children were free to engage in stereotypy with the target toys (both preferred and age-appropriate) until stereotypy ceased for 10 s or they attempted to leave the room. The play intervention involved modeling, prompting, reinforcement, and child-directed naturalistic instruction by a researcher. The percentages of stereotypy, functional play, and problem behavior were recorded.
Results were somewhat variable and reflective of individual differences. Stereotypy decreased from baseline levels in both conditions, but higher levels of functional play were seen in the AOC conditions, and problem behaviors were more common in the no- AOC conditions. Over time, more functional play was seen across all participants, and in the AOC condition, individuals seemed to grasp the idea of functional play faster and more consistently. The reasons for the effectiveness of the AOC were not discussed. Since all these participants were young and engaged in a similar type of stereotypy, it is unclear if AOC would benefit older individuals or sensorimotor stereotypy similarly, what the necessary amount of AOC would be to see reductions, if too much AOC time would be unproductive, or if the amount of AOC session needed would be stable for individuals.
Self-injurious behavior
Nine articles met the criteria for being included in this review (Table 2). The articles were published in Developmental Medicine and Child Neurology, Child and Family Behavior Therapy, Journal of Applied Behavior Analysis, Clinical Case Studies, Disability and Rehabilitation, and Research in Autism Spectrum Disorder. The total number of participants was 15, with seven males and eight females, ranging in age from 9 to 50 years old (M=25.47, S=14.33). There was a range of diagnostic categories, with five individuals diagnosed with autism or Autistic Disorder, nine individuals diagnosed with Mental Retardation, two individuals diagnosed with Asperger syndrome, one individual diagnosed with Prader Willi syndrome, one individual diagnosed with Attention Deficit Hyperactivity Disorder, and eight cases of comorbidty.
Reference | n | Age | Gender | Diagnosis | Level of Disability | Assessment of SIB Function | SIB Topography | Materials |
Kern et al. (2003) | 1 | 12 | M | Autism; MR | S | FA | Self slapping | 1g eutectic marcainelidocaine |
Ladd et al. (2009) | 1 | 9 | F | Autistic Disorder | U | MAS | Skin picking | PI |
Lane et al. (2006) | 1 | 9 | M | ADHD; LD; speech-language impairment | M | Interview; ABC | Skin picking | Preferred manipulatives |
Lang et al. (2009) | 1 | 17 | F | Asperger syndrome; borderline intellectual disability | M | Interview; QABF | Skin picking | Variously sized bandages |
Lindberg et al. (2003) | 3 | 37 | F | MR | P | FA | Hand mouthing | PI |
43 | F | MR | P | FA | Head hitting | PI | ||
30 | M | MR | P | FA | Arm rubbing | PI | ||
Roane et al. (2001) | 2 | 23 | F | Rett syndrome; MR | P | FA | Hand wringing | PI |
14 | F | Rett syndrome; MR | P | FA | Hand mouthing | |||
Rosales et al. (2010) | 4 | 50 | M | MR; seizure disorder; Autism | U | FA | Head hitting | PI |
39 | F | MR; PDD-NOS | P | FA | Saliva play | PI | ||
9 | M | Autism | U | FA | Thumb sucking | PI | ||
45 | F | Autism; MR | S | FA | Face rubbing | PI | ||
Stokes &Luiselli (2009) | 1 | 26 | M | PraderWilli syndrome | M | FA; FAST; MAS | Rectal picking | PI |
Tiger et al. (2009) | 1 | 19 | M | Asperger syndrome | U | FA | Skin picking | "reward" tickets |
M= Male;
F= Female
MR = Mental Retardation
ADHD= Attention Deficit Hyperactivity Disorder
PDD-NOS= Pervasive Developmental Disorder- Not Otherwise Specified
U= Unknown; M= Mild; S= Severe; P=Profound
QABF= Questions About Behavioral Function
ABC= Antecedent Behavior Consequence
FAST= Functional Analysis Screening Tool
MAS= Motivation Assessment Scale
PI= Preferred Items
Table 2: Self-Injurious Behavior.
To determine the function of their SIB, twelve participants underwent an FA, and four participants had functional assessments completed, such as the Functional Analysis Screening Tool (FAST), the Motivation Assessment Scale (MAS), and the Questions About Behavioral Function (QABF) scale. The predominant type of intervention was the use of distraction with objects (n=9), but other methods, such as removing sensation (n=2), positive punishment (n=2), and negative punishment (n=2) were also utilized. The level of disability varied, with participants labeled as either moderate (n=3), severe (n=2), or profound (n=6). Four participants were not given a clear label of disability level. The cases are presented here by topography of automatically reinforced SIB to better facilitate the generalization of these findings to caregivers and case-workers in the field.
Skin picking
Five participants were diagnosed with automatically reinforced SIB of skin picking with various body targets. Two of the interventions used distraction with objects, two of the interventions used positive reinforcement for not engaging in skin picking, and one intervention aimed to remove the sensation of skin picking. Even though the studies used very different outcome measures, all of the interventions showed a successful reduction in SIB.
Distraction with stimulating objects (non contingent reinforcement): Lane, Thompson, Reske, Gable, and Barton-Arwood [42] used an ABCBAB design to study a 9 year old male diagnosed with attention deficit hyperactivity disorder, learning disability, and speech-language impairment. The function of his skin picking (target: all body) was determined through an interview with his teacher and the intervention was administered in his classroom during school hours. The intervention consisted of asking the boy to choose of one of three manipulatives (malleable plastic balls with different textures) to occupy his hands during instruction. A teaching assistant recorded the duration of object manipulation and the duration of skin picking. Results showed a general decrease in SIB while having the manipulatives in his hands, and baseline levels or higher when he had no manipulatives.
Ladd, Luiselli, and Baker [43] used an ABAB design to study a 9 year old female diagnosed with Autistic Disorder. The function of her skin picking (target: fingers) was determined through the MAS completed by both her mother and her in-home therapist, and the intervention was administered in the home. The intervention consisted of allowing the girl to hold and manipulate objects (silly putty, play doh, or a koosh ball) that the mother rated as preferred. The first author and in-home therapist observed the girl during various activities and recorded the percentage of SIB occurrence within 10-second intervals throughout 3 minute observations. Results showed a 45% decrease during 2 separate trials.
Positive reinforcement (differential reinforcement): Stokes and Luiselli [44] used an AB design to study a 26 year old male diagnosed with Prader Willi syndrome. The function of his skin picking (target: rectum) was determined through the FAST, MAS, and an FA. The intervention was administered at his vocational training day program by its staff members and consisted of staff praising him throughout bathroom times for good behavior and recording whether or not SIB had occurred after each bathroom visit. If no SIB occurred, he was allowed to choose from a reward menu (social experiences, colorful wristbands, small trinkets, certain activities), and after three consecutive good bathroom visits he was allowed to go on a special community outing with a preferred staff person. Results showed a decrease in SIB and 25 consecutive weeks of no SIB occurrences.
Tiger, Fisher, and Bouxsein [45] used an ABABC design to study a 19 year old male diagnosed with Asperger syndrome. An FA determined that his skin picking (target: forehead, mouth, nose, hands) occurred for automatically reinforcing reasons. The intervention took place in a small therapy room at his treatment center and consisted of him monitoring his own skin picking. After each 5-min SIB-free period, he earned a reward ticket, which he could then cash in for various items. After seven-hour sessions for two weeks, the percentage of his skin picking was reduced to zero.
Removing sensation: Lang et al [46] used an ABAC design to study a 17 year old female diagnosed with Asperger syndrome and borderline intellectual disability who engaged in skin picking on multiple areas of her body. Through a QABF completed by her mother and an informal interview with the girl, researchers determined that her skin picking was automatically reinforcing. The intervention prevented both the tactile and visual stimulation by covering the target areas with large bandages. The mother ensured that the bandages were kept in place daily, and a researcher counted the number of open sores on her body once a month. Over a year, the intervention produced an initial decrease in SIB, and there was no SIB for 5 months during fading procedures (decreasing the size of bandages).
Self-hitting
Three participants were diagnosed with automatically reinforced SIB of self-hitting, targeting the head and face. Two of the interventions used distraction with objects, and one of the interventions aimed to remove the sensation of the self-hitting.
Distraction with stimulating objects (non contingent reinforcement): The following two cases of head hitting used ABAB designs, noncontingent reinforcement with preferred items based on formal preference assessments, and frequency of SIB per minute as an outcome measure. Using these methods, Lindberg, Iwata, Roscoe, Worsdell, and Hanley [47] showed a decrease in head hitting with a 43 year old female diagnosed with mental retardation. Her preferred item was a ribbon, and the intervention consisted of 2-4 sessions daily, 5 days a week. The use of the ribbon to reduce head hitting was successful at her day program and in her home. Rosales, Worsdell, and Trahan [48] found similar results with a 50 year old male diagnosed with mental retardation, seizure disorder, and autism. His preference assessment determined several preferred items, including a coin sorter, Bingo, beads, Perfection, and Lite Brite, but his SIB was lowest when he was allowed a single item as opposed to multiple items. There were 23, 30-minute sessions, 2-4 times a day, and occurring 3-4 days a week at his residential facility.
Removing sensation: Kern, Bailin, and Mauk [49] used an ABABBA design to study a 12 year old male diagnosed with autism and mental retardation. His self-hitting was targeted mostly at his cheeks and an FA determined it was automatically reinforcing. The intervention consisted of removing the physical sensation by applying 1g of eutectic marcaine lidocaine analgesic in a 5cm x 5cm patch to his cheeks for one hour prior to observation. During observation, a rater counted the number of SIB occurrences per minute while the boy was playing with his mother. On two different days, 10 minute observations were taken without the analgesic and then with the analgesic, and on a third day the analgesic condition occurred before the non-analgesic condition. Results showed that self-hitting reduced by 43%, 45%, and 26% on the three different days.
Self-rubbing
Three participants were diagnosed with automatically reinforced SIB consisting of arm, hand, or face self-rubbing. Two of the interventions used distraction with objects, and one of the interventions used positive punishment.
Distraction with stimulating objects (non contingent reinforcement): Lindberg et al. [47] used an ABAB design to study a 30 year old male diagnosed with mental retardation who targeted his arms. The intervention was conducted in his home and consisted of providing the man with a vibrating ball and recording the number of SIBs per minute. There was a decrease in arm rubbing with an increase in object manipulation; however, the effects did not last, even after trying new manipulatives.
Rosales et al. [48] used an ABAB design to study a 45 year old female diagnosed with autism and mental retardation who targeted her face. The intervention consisted of providing the woman with items that were formally found to be preferred (glue, paint, wigglepen, peg games, or stickers) and recording the percentage of SIB over 31, 30- min sessions 2-4 times a day, 3-4 days a week. The greatest decrease in face rubbing occurred when multiple preferred manipulatives were available simultaneously.
Positive punishment (differential reinforcement): Roane, Piazza, Sgro, Volkert, and Anderson [50] used an ABACD design to study a 23 year old female diagnosed with Rett syndrome and mental retardation who targeted her hands. The intervention consisted of saying “hands down” and manually bringing her hands down to her waist for 20 seconds after an episode of hand rubbing. At least eight sessions took place daily in a hospital therapy room, and the percentage of duration that SIB occurred was recorded. Hand rubbing was reduced by 50.5%.
Mouth related
Four participants were diagnosed with automatically reinforced SIB that was mouth-related. Three of the four cases were females; two of which were labeled as having profound disabilities. All four studies used an FA to determine the motivation of the SIB and an ABAB design. Three of the interventions consisted of distraction with preferred items that was formally determined, while one of the interventions consisted of positive punishment.
Distraction with stimulating objects (non contingent reinforcement): Lindberg et al. [47] studied a 37 year old female diagnosed with mental retardation who engaged in self-injurious hand mouthing. The intervention took place in a workshop and in the home 2-4 times each day, 5 days a week, with each session lasting 15 minutes. Observers recorded the percentage of SIB occurrence during the sessions and the amount of preferred object manipulation (beads and string). The results showed a decrease in hand mouthing in both the workshop and in the home.
Rosales et al. [48] used noncontingent reinforcement with two cases of mouth-related SIB. One of their participants, a 39 year old female diagnosed with mental retardation and Pervasive Developmental Disorder-Not Otherwise Specified, engaged in self-injurious saliva play. Her intervention took place in a residential facility across 19, 30-min sessions 2-4 times a day, 3-4 times a week. The percentage of her saliva play decreased the most when she was given only one of her preferred items (puzzles, coin sorter, Bingo, Connect 4, or Perfection). A second participant, a 9 year old male diagnosed with autism, engaged in selfinjurious thumb sucking. His intervention took place in his school across only 12, 30-min sessions 2-4 times a day, 3-4 times a week. The percentage of his saliva play decreased the most when he was allowed multiple preferred items (beads, coin sorter, Lite Brite, blocks, or puzzle) simultaneously.
Positive punishment (differential reinforcement): Roane et al. [50] studied a case of a 14 year old female diagnosed with Rett syndrome and mental retardation who engaged in self-injurious hand mouthing. At every attempt of hand mouthing, her hands were manually brought down to her side for 5 seconds, and the implementer would say, “Hands down.” Sessions took place in a hospital therapy room eight to ten times a day. The researchers observed a reduction in hand mouthing during the intervention.
The results of this literature review shed light on the diverse range of behavioral interventions. All of these studies were successful at reducing automatically reinforced stereotypy and SIB in individuals who were young and old, male and female, from mildly disabled to profoundly disabled, and ranging in diagnostic characteristics. This should motivate practitioners, families, teachers, and caregivers in a variety of situations to appeal for a behavioral intervention before a more restrictive or risky treatment.
These results trigger questions in regards to our functional assessment measures. The label of automatically reinforcing CB could be due to either positive automatic reinforcement (i.e. self-stimulation) or negative automatic reinforcement (i.e. reduction in discomfort) and a variety of potential stimulation sources (e.g. visual, auditory, or tactile). All of the participants in these studies were determined to have automatically reinforced stereotypy or SIB, but a more nuanced description of the motivations were not investigated. Perhaps these studies illustrate that the distinction between positive and negative drives is unnecessary to produce successful decreases in challenging behaviors. Moreover, since only a few of the behavioral interventions included an element of addressing the specific sensory stimulation, assessments of stimulation sources may be unnecessary.
None of the studies which used both FA and a functional assessment discussed inconsistent conclusions between or within these tools, which contradicts findings by Wilke et al. [22] that multiple behavioral functions are frequently seen in individuals with ID. In addition, conducting both FA and functional assessments may not be necessary to create effective interventions. Since all studies were successful at reducing SIB, this brings into question the necessity of formal FA, which can be a very lengthy procedure. Although FA is considered the gold standard of evaluating the function of CB, and most of these studies did adhere to this convention, it appears that functional assessments and informal interviews might be just as useful. The assessments are faster, cheaper, and require less training for administration; therefore, this literature review would support the use of these methods in exchange for the more conventional FA method. Although beyond the scope of these analyses, there is a possibility that the accuracy of these methods depends on the level of disability of the individual. For example, it could be the case that FA is more accurate in determining the function of CB for an individual for profound intellectual disability than a functional assessment would be. Future research should explore this possibility to limit the time and resources spent in assessments prior to intervention for those with automatically reinforced CBs.
The interventions that used distraction with objects often employed a formal “preference assessment” to determine favored items. Although this was the predominate method, the alternatives such as caregiver report were also successful. Therefore, the time and money needed for administering a formal preference assessment may not be necessary to produce an effective behavioral intervention. Interviewing caregivers might be an equally accurate method of determining the types of items or manipulatives an individual will find engaging.
The fact that our functional assessments categorized restricted toy play behavior as automatically reinforcing is a concern since the NCR and play therapy interventions involved levels of social engagement and were successful at decreasing stereotypy. Perhaps what our assessment instruments deem to be automatic reinforcement is itself driven by boredom or lack of developmentally-appropriate social stimulation; therefore, these functions may not be so distinct from social motivators or behaviors may have multi-layered functions.
Although the play therapy intervention was only used with playrelated stereotypy, it may be beneficial for repetitive sensorimotor behaviors as well. Many of those studies used preferred items as reinforcement and to encourage engagement in an activity that competed with the individual’s stereotypy; however, one study showed that without prompting, lower functioning individuals may not benefit from the use of preferred items (i.e. Britton et al., 2002). Play therapy may give the individuals the skills they need to engage with items spontaneously and independently while reducing sensorimotor stereotypy or SIB. Essentially, combinations of these interventions may be beneficial for some individuals.
The play therapy intervention results illustrate promise for the future study of CBs among individuals with ID. Inappropriate, restrictive toy play had a clear link to the child’s poor play skills, so the researchers could target a reciprocal developmental skill instead of the stereotypy itself. This is an area that is too often unexplored in intervention research. Rather than simply suppressing an inappropriate or CB, interventions should be simultaneously building strengths in other areas that will help the individual to engage in appropriate, adaptive behaviors.
Finally, regardless of the details of each intervention, every study successfully decreased CB for the participant. Hence, one overarching conclusion may be the importance of accommodating individual differences with individualized interventions. The type of intervention chosen clearly does not depend on the sex, age, or diagnosis of the participant. The intervention should be realistic and convenient for the individual, school, family, and direct caregivers to maximize consistent administration and potential generalization across contexts.
Future research should seek to confirm the consistent results between functional assessments and analyses to help reduce excessive testing on children before interventions begin. In addition, evaluating the effects of demographic variables, such as gender, age, and diagnosis, on response to intervention or on the type of CB displayed could help practitioners decide on an individualized intervention plan. In addition, this research provides the following implications for practitioners: 1) attempt to use behavioral therapies before prescribing medications even when assessments may show a biological or internal motivation for behavior; 2) we may be able to streamline the assessment process by conducting functional assessments rather than functional analyses; 3) combining these interventions described in these studies may prove effective for individuals exhibiting complex CBs; and 4) try to use reciprocal interventions when possible, to balance the efforts to suppress inappropriate behaviors and strengthening appropriate behaviors. This literature review shows that when behavioral interventions are developed in response to an individual’s needs, they can be successful at reducing automatically reinforced CBs. In conclusion, this review supports the decision to utilize less invasive interventions rather than more risky, biomedical, or restrictive interventions for those CBs that appear to be internally driven or automatically reinforced selfstimulation.